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- Automation
- Bank
Holding Companies
- Commercial
Banks
- Consulting
- Credit
Union Services
- Employment
- Equipment
- Federal
Home Loan Banks (FHLB)
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- Internet
Services
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- Investment
Banks
- Newsletters
- Professional
Organizations
- Software
- Trade
Magazines
- Training
and Development
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- A.
A. Nazzaro
Associates
- offers securities lending management
and consulting services.
- AdvisorAvenue
- provides online publishing, document
distribution, and B2B networking
services for investment
professionals.
- American
Qualified Plans,
Inc
- providing information and services
about ESOPs, appraisal, administration,
financing techniques, and
401(k).
- Amtec
- computes rebatable arbitrage from the
investment proceeds of tax exempt bonds
for financial
professionals.
- Andrew
Kalotay Associates (AKA) - New York,
NY
- valuation of fixed income securities,
particularly bonds and
derivatives.
- ASAP
Advisor
Services
- provides marketing and consulting
services for fund managers and
financial advisors as well as a range
of data distribution
services.
- ASC
Advisory Group, Inc. - Alexandria,
VA
- fee only investment planning services
for U.S. and international
fiduciaries.
- Athis
Finance
- portfolio management, financial
investments, and tax advice dedicated
to foreign private
investors.
- Avera
Global
Partners
- San Francisco-based investment
advisory firm specializing in
alternative investments.
- B/D
Compliance Partners,
Inc.
- offers securities industry consulting
including new broker/dealer startups,
compliance audits and meetings, expert
witness testimony, and
more.
- Batterymarch
Financial Management,
Inc.
- BDC
Financial
- provides customized alternative
investment products and servicing
solutions.
- Beacon
Verification
Services
- offers AIMR Verification.
- Bodnar
Financial
Advisors
- assisting clients in the creation and
preservation of wealth and helping
clients achieve their life objectives
with a sense of security.
- Bridgebay
Financial,
Inc.
- offers corporate liquidity
portfolios, SEC market risk disclosure
analysis, money manager selection, and
more.
- Broker
Dealer
Compliance
- provides compliance, operational, and
financial services to the brokerage
community.
- Brookwood
Investment Advisors
- Brown,
Cal
- offering financial planning, tax and
retirement strategies.
- Callan
Associates
Inc
- investment consultant for
foundations, pension funds and
investment managers.
- Cambridge
Advisors
- alliance of fee-only personal
financial advisors throughout the U.S.
serving Middle America. We accept no
commissions and sell no
products.
- Cambridge
Associates,
Inc.
- independent firm providing advisory
and consulting services for endowments
and other nonprofit
institutions.
- Cambridge
Investment
Advisor
- specializing in 401k , health care
consulting, flexible employee benefit
plans, and human resources.
- Carramar
Limited
- offers expertise in international
interim management, business
development, and project
management.
- Century
Management Investment
Counselors
- offers portfolio management and
comprehensive financial planning for
families, trusts, pensions, and
businesses.
- China
Business
Group
- advisory and investment services to
help companies achieve rapid and
sustained success in China.
- China
Update
- provides firms throughout Canada and
the US with business information and
consultation on commercial and
investment opportunities with
China.
- CI
Consultancy
- provides consultancy, products and
software services to the financial
services industry.
- CINE-TEC
- technical investment and marketing
advisors to motion picture speculation
funds sponsored by studios, firms, and
independents.
- Citywatch
Ltd
- UK provider of shareholder
information and analysis.
- CMS
Financial
Services
- third-party investment consultant
offering asset allocation, manager/fund
selection, portfolio accounting, and
performance measurement
services.
- Cobeco,
Inc.
- provides investment advisory services
and research for international fund
managers, institutions, and companies
interested in African and Caribbean
markets and investment
opportunities.
- Cochrane,
George
- consulting in Australian gold
investing.
- COMSTAT
Capital Sciences
Inc
- capital asset consulting group in
Western Canada.
- Concord
Advisory Group,
The
- offers consulting services for
mid-sized institutional investors,
including asset allocation, investment
manager search, and fee
reduction.
- Cooper
Consultants
- pension fund consulting
firm.
- D&G
Sciences
- offers independent estimates of
cost-to-complete, and time-to-finish
research and development
projects.
- Decker
& Associates,
Inc.
- financial planning and education for
individuals and
corporations.
- Derivatives
Portfolio
Management
- provides a full range of investment
reporting and analytical services,
enabling evaluation of portfolio risks
and performance.
- Eagle
Investment
Systems
- serving the financial and banking
industries by offering investment data
warehousing and consulting.
- Emerging
Markets Management,
LLC
- institutional investment firm
dedicated to the management of emerging
markets equities in Asia, Latin
America, Europe, and
Africa.
- Equity
Analytics, Ltd. - Hempstead,
NY
- information on technical analysis of
the stock, option, bond, and futures
& commodities, markets.
- Executive
Financial Group
[EFG]
- coordinates corporate finance with
wealth creation, wealth conservation,
business planning and executive
benefits.
- FC
Global
Service
- offers investment planning services,
feasibility studies, market quotes and
news, and investor
information.
- FCA
Corp.
- financial planning and investment
advisory services on a fee only
basis.
- Financial
Computer
Support
- provides computer and administrative
support for financial planners and
insurance agents. Offers dbCAMS
portfolio management
software.
- Financial
Concept
Group
- information on a wide range of
financial products to help create a
financial plan.
- Financial
Planning
Interactive
- Interactive information resource for
professional financial planners and
investment advisors.
- Fincoord
Finance Coordinators Ltd. -
Zrich,
Switzerland
- FFC is a privately-owned consulting
firm seated in Switzerland offering
financial and strategic advisory and
management services tailor-made for the
Polish market.
- Frank
Russell
Company
- multi-manager solutions for
investment managers and capital
markets.
- Fridrich
Capital
Services
- investment consulting in the Czech
republic, including wide range
services, due diligence providing,
mergers and acquisitions, and
investment opportunities.
- G.W.
Henssler and Associates
- Gamla
Stan
Group
- founded in May, 1996, as an IPO
marketing & strategy consulting
firm. Distributor of "EASDAQ: An
Entrepreneur's Guide to Going
Public."
- Go
Public
Today
- offers information and services to
take a company public on the OTC BB and
raise capital with a direct public
offering.
- Gordil
Consulting
- independent brokers specializing in
property investments in Costa del Sol
for international clients.
- Green
Mountain Asset Management
Corp
- investment research based in part
upon Warren Buffett's principles.
Written commentary, usually
downloadable spreadsheet, and financial
tables. Performance of prior
recommendations provided in
detail.
- Gulf
Investment
Corporation
- provides financial services that
focus on the development of private
enterprise and economic growth in the
Gulf region.
- H.D.
Vest Financial
Services
- provides products and services to
assist tax and accounting professionals
in becoming financial services centers
for their clients.
- Hopgood
Group,
The
- consulting exclusively for hotel
investments.
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- Ibbotson
Associates
- consulting, training, and other
services for the kinds of investment
and financial problems facing financial
planners, brokers, investment managers,
and corporations.
- ILX
Systems
- developers of PC-based and online
information systems providing data,
news, and analytics for financial
services companies.
- Innovate
Financial
Services
- investments, insurance and budgeting
services.
- Interface
Management
Limited
- International business management,
finance and tax consultants located in
the Island of Jersey, Channel
Islands.
- International
Institute of Trading Mastery, Inc.
(IITM)
- helps investors and traders improve
performance and maximize returns thru
self-improvement.
- Invernet
Capital
Inc.
- provides planning strategies to our
selected group of
customers.
- Invest
Securities Consulting,
P.C.
- advisory firm specializing in
investment fraud, stockbroker disputes,
damage calculations, Internet trading
problems, and market
regulations.
- Investment
Reference
- Specializes in compliance consulting,
FCM field audits, series 3 instruction,
and CTA and CPO disclosure document
preparation.
- Investors
Bank and
Trust
- provides customized securities
processing services for institutional
investors.
- Issuer
Network
- quarterly newsletter, market listing
assessments, and other services for
publicly traded companies.
- ITG
- provider of technology-based equity
trading services and transaction
research to institutional investors and
brokers.
- J.H.
Ellwood and Associates,
Inc.
- independent firm that advises clients
in the design, implementation, and
ongoing supervion of their retirement
plan, endowment, and foundation
investment programs.
- Jabez
Advisory
Group
- provides personal and corporate
portfolio analysis and asset allocation
as well as tax, financial, and
insurance planning.
- Janiczek
& Company,
Ltd
- offers fee only financial, tax,
estate, and retirement planning, and
asset management for individuals,
trusts, and pension plans.
- John
Piccitto Consulting
Ltd.
- provides management consultancy
services in the fields of global equity
finance, documentation analysis and
procedures, training, and expert
industry opinion on a world-wide
basis.
- Johnston
Investment Counsel
(JIC)
- an independent, full-service, fee
based investment consulting and
advisory firm serving institutional and
individual investors.
- Karagosian
Financial
Services
- provide financial consulting and
money management services to
individuals and institutional
investors.
- Kobren
Insight Group
- Lamaute
Capital,
Inc.
- specializes in retirement plans with
tips for employees who are changing,
leaving, or losing a job.
- Lynx
Investment Advisory,
LLC
- offers investment management
solutions.
- Maier
Siebel Baber Real Estate Investment
Advisors
- provides affluent private investors
direct real estate investments and
advisory services.
- Main
Street
Research
- information about our services, plus
market commentaries, advice, and
financial links.
- Matrix
Asset
Allocation
- investment advisory firm and
consultant to independent financial
advisors.
- Matrix
Settlement & Clearance Services,
LLC
- automated mutual fund trading,
settlement, and clearing services for
banks, broker/dealers, trust companies,
and third party
administrators.
- Menke
& Associates,
Inc.
- Qualified tax-exempt Employee Stock
Ownership Plan (ESOP) firm, offering
financial/legal consultation, plan
administration, business appraisals,
investment banking
services.
- Mesirow
Financial
- provides a full range of financial
and investment services.
- MGL
Consulting
Corporation
- specializes in providing registration
and compliance services to
broker/dealers and investment
advisors.
- Moreno's
Investments
- specializes in client-focused
portfolios blending blue chip, high
tech and financial securities for
growth or income.
- National
Regulatory Services,
Inc.
- NRS and NRS Systems provide
consulting services and software to the
investment adviser and broker dealer
compliance industry.
- New
England Pension
Consultants
- independent, full service consulting
firm that provides institutional
clients with comprehensive investment
counseling and performance
measurement.
- NuevoFinancial.com
- providing full-service investment
banking advice to corporate
clients.
- OakBrook
Investments,
LLC
- specializes in large cap domestic
equity investment strategies for
institutional and retail clients, and
mutual funds.
- Optimarket,
Inc.
- provides information about acquiring
government assets being privatized in
Azerbaijan.
- Pacific
Investment
Advisors
- PIA offers investment and management
services for foreign and domestic
companies.
- Pensions
and Investment Research Consultants
(PIRC)
Limited
- corporate governance service,
investment advice and
research.
- Peter
L. Bernstein,
Inc.
- an economic consulting firm to
institutional investors and publisher
of the Economics Strategy and Portfolio
newsletter.
- Phoenix-Hecht
- Quantitative
Services Group
(QSG)
- offers transaction cost measurement
systems, quantitative equity research,
portfolio trading analysis, and
investment strategy consulting to
institutional investors.
- ReFlow
- provides auction model for short-term
liquidity needs of mutual
funds.
- Risk
And Derivatives Consulting Board,
Inc.
- consults to determine a client's
level of compliance with successful
principles of risk
management.
- Royal
Alliance
- offers registered representative
opportunities for independent
professionals.
- S&FA
Capital Services,
Inc.
- provides consultation to clients in
the financial services industry to meet
regulatory, marketing, and strategic
challenges.
- Sarofim
Realty
Advisors
- investment advisory firm specializing
in real estate.
- Scudder
Funds of Canada
- Sebesta
Associates
&
- services include foreign financial
representation, registered
representation, asset management, and
more.
- Securities
Regulatory
Professionals
- provides branch audits, model written
supervisory procedures, registration
assistance, and other compliance
consulting.
- SEI
Investments
- offers trusts, funds, banking,
investment advisors, and other
services.
- Spectrum
Pension Consultants,
Inc.
- providing services to sponsors of
qualified pension and profit sharing
plans.
- Stock
Transfer.Com
- offers to assist companies in finding
a stock transfer agent.
- Thomas
Murray
Ltd
- management consultancy that
specialises in global custody, global
securities services, and risk
management .
- Trend
Analysis,
Ltd.
- independent analysts and researchers
who provide daily technical
commentaries on the world's major
foreign exchange, bond and commodity
markets and provide a consultancy
service.
- Trepp
Group
- software and consulting firm
servicing the structured finance
community. Specialists in CMO, CMBS,
ABS and whole loan
securities.
- TriOptima
- offers a method for the reduction of
credit risk, capital costs, operational
risk, and operational costs in the OTC
derivatives industry.
- VBM
Consulting
- offers Value Monitor International -
a service designed to help monitor,
create and maximise value within an
organisation.
- Wayne
W. Kollas,
Inc
- offers business continuation,
insurance, executive benefits, and
financial planning for closely held
businesses and their
owners.
- Zielsdorf
Financial
Group
- A wealth management firm catering to
the needs of higher net worth
individuals and small to mid-size
corporations.
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