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- Asset
Management
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- Brokerages
- Clearinghouses
- Consulting
- Emissions
Trading
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- Futures
and Options
- Market
Information and
Research
- Professional
Organizations
- Software
- Training
and Development
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- HSBC
Republic
- provides private and personal banking
throughout the world, with offices in
several locations including Geneva,
Switzerland.
- 1838
Investment Advisors,
Inc.
- A.
A. Nazzaro
Associates
- offers securities lending management
and consulting services.
- Abbott
Capital
Management
- private equity investment advisor
focused exclusively on venture capital,
buyouts, and special
situations.
- Abner,
Herrman, & Brock Asset
Management
- independent investment management
firm providing professional portfolio
management for high-net-worth
individuals, endowments, foundations,
and corporate retirement
plans.
- Acadian
Asset
Management
- investment management firm
specializing in active global and
international equity
strategies.
- Aeltus
Institutional
- engineered institutional
investments.
- Alaska
USA Trust
Company
- provides individual self-directed IRA
and investment accounts as well as a
full range of institutional trust
services.
- Allegiance
Financial
Advisors
- specializes in asset and money
management and investments for
individuals, businesses, retirement
plans and trusts.
- Allied
Irish Bank Asset
Management
- division of AIB offering a range of
investment services.
- AMP
Asset Management New Zealand
Limited
- international investment
manager.
- argentum
- investment management corporation
offering a family of funds.
- Asset
Advisors
Corporation
- SEC registered investment
advisor.
- Asset
Management
Online
- offers asset management
services.
- Asset
Management
Trust
- independent portfolio management
based on solid research, global reach,
and performance.
- Associated
Financial Group, Inc.
- Austin
Capital Management,
Ltd.
- professional investment management
firm and SEC registered investment
adviser offering hedge
funds.
- Avatar
Associates
- Becker
Capital Management
- Benchmark
Capital
Management
- investment advisory firm specializing
in biotechnology investment management
for individual and institutional
investors.
- BNP
Paribas Private
Bank
- offers made-to-measure wealth
management services.
- Bollinger
Capital Management,
Inc.
- provides technically driven money
management services to individuals,
corporations, trusts and retirement
plans.
- Boyar
Asset Management
- Brinker
Capital
- independent provider of money
management services.
- Brown
Capital
Management
- client roster includes individuals,
foundations, and corporate and public
pension plans.
- Bull
Group Advisors, Ltd.
- Calamos
Investments
- manages assets for institutional and
individual investors.
- Campbell
Capital
Management
- provides money management and tax
consulting services.
- capital-info.net
- offers newsletter, forecasting, and
more to venture capitalists and
entrepreneurs.
- Capstone
Asset Management
Company
- manages equities and fixed income
securities for private accounts and
mutual funds using a range of styles
suited to meet the client's
needs.
- Cardinal
Capital Management
- Cardinal
Capital Management,
Inc.
- employee-owned, registered investment
counselling firm providing conservative
investment management services to both
individuals and institutions, including
pension funds and
foundations.
- Century
Capital
Management
- specializing in managing investments
including venture capital, private
equity, public securities, and mutual
funds.
- Charter
Trust
Company
- provides trust and investment
management services.
- Chicago
Capital
Management
- institutional money manager for
corporate pension funds, endowments,
foundations, and Taft-Hartley
funds.
- Choice
Solutions
- consulting professionals who help
implement, upgrade, and improve
enterprise asset management processes
and systems.
- Churchill
Capital, Inc.
- CIBC
Wood
Gundy
- clients can access accounts, research
investment information, and
more.
- CML
Global Capital
Ltd.
- trans-Pacific investment firm,
specializing in real estate investment,
the traffic and parking management
business, and financial advisory
services.
- Coho
Partners,
Ltd.
- independent investment management
company that seeks to produce superior
risk-adjusted returns to its
clients.
- Colony
Capital,
Inc.
- private, international investment
firm focusing primarily on real
estate-related assets and operating
companies.
- Connecticut
Investment
Management
- manages both equity and balanced
accounts, for individuals and for
institutions.
- Conseco
Capital
Management
- manages taxable and tax-exempt assets
for institutional clients and
individuals.
- Cornerstone
Financial
Group
- markets a variety of financial
products and services through a
professional organization.
- Corporate
Asset Advisors,
Inc.
- offers consulting to better manage
capital invested in fixed
assets.
- Credit
Agricole Asset
Management
- offers a comprehensive range of
global mutual funds and segregated
mandates for institutionals and third
party distributors.
- Cutler
&
Company
- fixed income investment management
services.
- Dahab
Associates,
Inc.
- provides advice to approximately 45
institutional investors and wealthy
families.
- Daiwa
Securities Trust
Company
- specializes in providing trust
investments and custodial services to
institutional clients in the U.S. and
abroad.
- David
W. Tice & Associates,
Inc.
- investment research and management
firm whose primary business has been
providing "sell" recommendations to
institutional money
managers.
- Dent
Group
LLC
- offers private and institutional
investment management
- Denver
Investment
Advisors
- money manager, fixed income, mutual
funds portfolios international,
individual, institutional investment
advisor.
- Derivium
Capital
- offers stock loan
products.
- Deutsche
Asset Management
Global
- offers asset management and finance
and investment services to private and
institutional investors.
- Discount
Bank and Trust
Company
- provides private banking services,
including asset management and
protection, portfolio management and
more.
- Dorsey,
Wright &
Associates
- registered investment advisory firm
that includes management of equity
portfolios for investors, and
investment research
services.
- Dover
Partners,
Inc.
- a registered investment advisor
providing disciplined investment
management with personal
service.
- Dresdner
RCM Global
Investors
- specializing in investment management
and client servicing.
- Dunham
and
Associates
- specializing in designing investment
portfolios specific to the needs of its
clients.
- EFG-Hermes
- financial services firm offering fund
management, securities brokering,
portfolio management, and investment
banking.
- Elias
Asset
Management
- investment management firm
specializing in creating and managing
wealth for high net worth
individuals.
- eSecLending
- assisting institutional investors in
designing and implementing customized
securities lending
programs.
- Ethos
Advisory
Services
- asset management services including
IRA accounts, endowment funds, and
offshore accounts.
- Explorador
Capital Management,
LLC
- provides equity financing to
start-ups.
- Feldman
Securities
Group
- offers portfolio management
outsourcing for bank trust departments
and independent trust
companies.
- First
Quadrant
Corp.
- institutional investment
management.
- Forest
Capital Partners,
LLC
- specializes in providing personalized
timberland investment services to
well-capitalized investors.
- Forest
Investment
Associates
- registered investment adviser
provides management services for
institutional investors in
timberland.
- Fred
Alger
Management
- offers separate account investment
management services to individual and
institutional clients.
- Furman
Selz
- international financial services,
investment banking, and securities firm
specializing in corporate finance and
capital raising.
- Galliard
Capital
Management
- specializing in stable value and
fixed income management for
institutional investors.
- Global
Asset Management and
Consulting
- GNI
Capital,
Inc.
- registered investment adviser that
manages a hedge fund, as well as
discretionary separate
accounts.
- Goodwyn,
Long &
Black
- builds and manages personal and
institutional portfolios.
- Hahn
Capital
Management
- providing investment management
services to high net-worth individuals,
pensions, profit-sharing plans and
corporations.
- Hakman
Group
- provides investor clients with
on-going administrative and advisory
services.
- HarbourView
Asset Management
Corporation
- registered asset management and
investment advisor responsible for
managing institutional
accounts.
- Haven
Capital
Management
- privately held investment management
organization.
- Hershey
Trust Company
- Investcorp
International
- acts as a principal and an
intermediary in international
investment transactions.
- Investment
Management Lara
Group
- registered investment advisor with
the SEC specializing in professional
investment management services and
asset management.
- Investor
AB
- industrial holding company. It
creates value through long-term active
ownership and active investment
operations.
- Investortools,
Inc.
- providing institutional investment
organizations portfolio management and
credit analysis systems.
- Ironwood
Capital
- private financial services and
investment banking firm that assists
middle-market companies in accessing
capital.
- ISIS
Asset Management
UK
- offers investment services for
private investors, independent
financial advisers, and institutions.
Products include corporate bonds, ISAs,
pension funds, trusts, PEP transfers,
and SRI solutions.
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- J.P.
Morgan Chase &
Co.
- offers corporations, financial
institutions, and governments cash
management and treasury
services.
- Janus
Capital
Group
- provides investors worldwide with
access to a broad range of investment
products.
- JRP
Capital
Corp.
- provides investment services to
accredited investors utilizing an
investment discipline.
- Karpus
Investment Management
- KeyForFrance
- offers the oppportunity to invest and
set up an industrial business in France
with a private French partner. Provides
advice about grants and financial
aids
- Kunath,
Karren, Rinne &
Atkin
- independent investment advisor for
corporations, retirement plans,
foundations, high-net-worth
individuals, families, not-for-profits
and other institutions.
- Labartt
Investment
Inc.
- investment services in Czech
Republic, specializing in asset
management, commercial real estate,
managerial counselling, and hotel
management.
- Laidlaw
Global
Corporation
- provider of global investment and
financial services.
- Lane
Brothers & Co.,
Inc.
- fee-only money management and
investment consulting services for
high-net-worth individuals.
- Lazard
Asset
Management
- invests assets for institutions and
individuals. Also advises mutual fund
families.
- Legacy
Trust
Company
- privately-owned, independent provider
of personalized trust and wealth
management services to individuals,
families, and foundations.
- Leylegian
Investment Management,
Inc.
- investment management and advisor
specializing in charitable, religious,
and tax-exempt clients. Focused on
socially responsible
investing.
- Lloyd
George
Management
- fund management company established
in 1991 to provide investment
management in Asian equities,
especially those of emerging markets,
for both private clients and
institutional investors.
- Madison
Group, Inc.,
The
- specialises in wealth transfer
planning for high net worth families
and businesses.
- Maryland
Capital
Management
- registered investment advisor
providing investment management
services to high net worth individuals,
families, and institutions.
- McCarthy,
Crisanti & Maffei,
Inc.
- global financial research firm
specializing in real-time analysis of
economic developments and financial
markets worldwide.
- Messner
and Smith Investment
Management
- provides investment management
services for private and institutional
clients, specializing in small and
midcap value portfolios.
- Metropolitan
West
- investment and advisory management
services including fixed income,
domestic and international equity,
balanced portfolios, and securities
lending.
- Middlefield
Group
- focuses its efforts in areas such as
mutual funds, merchant banking,
securities, venture capital, resources
and real estate.
- Molpus
Woodlands Group,
The
- timberland investment management
organization that acquires, manages,
and sells timberland for
clients.
- myCFO
- secure web-based service for
high-net-worth individuals offers
personal CFO and personalized,
integrated portfolio management and
access.
- New
Amsterdam
Partners
- specializing in asset management
services to pension funds.
- NISA
Investment Advisors,
LLC
- managing fixed income and equity
assets for tax-exempt and taxable
institutional clients including
retirement plans, insurance companies,
foundations, endowments, and Nuclear
Decommissioning Trusts.
- North
Plains Systems
Corp.
- innovator in the digital asset
management market, serving customers
worldwide.
- Northwestern
Trust
- providing trust, custody and
investment management services to
corporate and individual clients
throughout the United
States.
- Nottinghill
Investment Advisers,
Ltd.
- SEC-registered adviser specializing
in disciplined, quantitative approaches
to the management of primarily large
capitalization equities.
- Numeric
Investors
LP
- a quantitative investment management
firm specializing in active management
of stock portfolios.
- Old
Mutual Asset Managers
(OMAM)
- subsidiary of Old Mutual plc,
offering multi-national asset
management services.
- Paradigm
Fixed Asset
Consulting
- provides accounting teams with
solutions to manage corporate fixed
assets.
- Payden-Rygel
- assisting as equity, cash, or fixed
income managers including institutional
asset and mutual funds
management.
- Peregrine
Capital
Management
- manages four well-defined investment
styles. Site includes performance and
analytical data as well as management
biographies.
- Perritt
Capital
Management
- portfolio management, investment
advice for individuals, corporations
and trusts; manage and sell shares in
the Perritt Capital Growth
Fund.
- PIMCO
Bonds
- offers bond research and
management.
- Pitcairn
Trust
Company
- a full-service financial management
firm.
- Polen
Capital
Management
- investment management company
specializing in equity investments for
high net-worth individuals and
corporations.
- Power
Corporation of
Canada
- diversified management and holding
company with holdings in leading
financial services and the
communications sector.
- Presidio
Financial
Partners
- provides merger and acquisition and
private placement investment banking to
emerging growth companies, as well as
personal wealth management
services.
- Pyrford
International
- offers international asset management
services for institutions and high net
worth individuals.
- Record
Treasury
Management
- independent currency overlay
manager.
- Richmond
Capital
Management
- independently owned fixed income
advisor.
- Rittenhouse
Financial
Services
- includes performance returns, officer
backgrounds, and their ADV.
- Rockefeller
and
Co.
- financial counseling, insurance, and
philanthropy services for corporations,
not-for-profit groups, and
individuals.
- Sanderson
& Stocker,
Inc.
- investment management for
institutional and private
investors.
- Scion
Capital,
Inc.
- offers investment management to both
individuals and
institutions.
- Seasongood
Asset
Management
- investment advisor specializing in
public finance portfolio
management.
- SEI
Investments
- offers trusts, funds, banking,
investment advisors, and other
services.
- Seneca
Capital
Management
- independently operated investment
management firm.
- SHP
Asset
Management
- operates a senior housing equity
investment fund for CalPERS, focused on
financing and/or acquiring stabilized
independent living properties and
CCRCs.
- Smith
Affiliated
Capital
- registered investment advisory
firm.
- Solutions
Plus
- offers asset management, engineering
systems testing, stock inventory
capture, regulatory compliance, and
web-based asset reporting
systems.
- Standard
Life
Investments
- asset management company with global
coverage of investment instruments and
markets.
- StatPro
- offering portfolio analysis and
performance measurement solutions for
asset managers.
- Strong
Capital
Management
- offers a wide range of asset and
investment management
services.
- Summit
Global Management,
Inc.
- conservative value investing capital
management.
- Sun
Capital Management,
LLC
- offers investment approach,
investment structure, and performance
information.
- TAM
Asset Management,
Inc.
- manages value-indexed portfolios
using the DFA index funds.
- TCW
Group
- specializes in managing pension and
profit sharing funds, retirement/health
and welfare funds, insurance company
funds, endowments and
foundations.
- Thomas
White International,
Ltd.
- providing investment management,
research to institutional clients and
offering the Thomas White World
Fund.
- Toron
Capital
Markets
- financial risk management firm that
designs and manages customized hedging
solutions for institutional clients
with currency and interest rate
exposures.
- Tremont
Advisers
- diversified alternative investments
consulting firm servicing hedge funds,
minority managers, institutions,
financial intermediaries, and high net
worth individuals.
- Trendstat
Capital Management,
Inc.
- manages funds and portfolios using
diverse financial instruments and
systematic strategies for high
net-worth individuals, retirement
plans, and institutions.
- Trust
Resource
Company
- helps clients evaluate, implement,
and administer trust and asset
management services.
- Unigestion
Holding
- Veredus
Asset
Management
- emphasis on research, developing
trends, marketplace focus, and vital
communication with company
managers.
- Voyageur
Asset
Management
- offers investment management for high
net worth and institutional
investors.
- Wealth
Transfer
Group
- wealth transfer planning for
individuals and families.
- West
Coast Asset
Management
- private, independent money manager
providing fixed income and equity
management serving individuals,
families, trusts, and
businesses.
- Westwood
Group
- investment management, trust and
custody services, and a family of
mutual funds.
- Whittier
Trust
Company
- offers services for high net worth
individuals and families.
- Wilkinson
O'Grady Global Asset
Management
- investment advisor to individuals and
families, trusts, pension funds,
foundations, and
endowments.
- Windward
Capital Management
Co.
- providing investment advice to high
net worth individuals, businesses,
retirement plans, and other
entities.
- Winton
Capital
Management
- offers a managed account program to
investors which engages in the trading
of futures and forward
contracts.
- World
Growth Capital
Management
- invests in major equity markets
worldwide.
- Wright
Investors'
Service
- providing investment management for
institutions, trust organizations,
pension plans, foundations,
municipalities and
individuals.
- Yield
Management Group
(YMG)
- investment counsel firm offering a
range of traditional and quantitative
products for institutional and retail
clients.
- Zaske,
Sarafa &
Associates
- provides investment management
services to institutions and
individuals.
- Zeiger
Capital Management,
Inc.
- dedicated to the research, design,
and management of investment strategies
and methodologies based on advanced
mathematical, statistical, and
computational techniques.
- Zevenbergen
Capital
Inc.
- investment company wholly women and
employee owned and run.
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